SEC Regulatory Filings
500 filings — sourced from the SEC SRO rulemaking index. Classified and summarised automatically.
| Date | Exchange | Release # | Title / Summary | Type | Status |
|---|---|---|---|---|---|
| 2026-03-17 | NYSE | 34-105035 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01C of the NYSE Listed Company ManualComments Due:April, 10, 2026.Rebuttal Comments Due:April 24, 2026View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSE-2025-43 | Other | needs review |
| 2026-03-09 | NYSE | 34-104945 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:April 2, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-13 | Market Data | parsed |
| 2026-03-02 | NYSE | 34-104914 | Order Granting Approval of a Proposed Rule Change to Streamline and Modernize Rule 76 | Other | skipped |
| 2026-02-26 | NYSE | 34-104897 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .03 to Rule 7.19Comments Due:March 24, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-12 | Other | needs review |
| 2026-02-25 | NYSE | 34-104887 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule 7.35B(g)(2)Comments Due:March 23, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-11 | Other | needs review |
| 2026-02-25 | NYSE | 34-104889 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5.2(j)(9) Relating to the Listing and Trading of Class Exchange-Traded Fund SharesComments Due:March 23, 2026View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSE-2026-10 | Other | needs review |
| 2026-02-19 | NYSE | 34-104868 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Price ListComments Due:March 17, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-09 | Fee Change | parsed |
| 2026-02-18 | NYSE | 34-104856 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to Rule 7.35A and Rule 7.35CComments Due:March 16, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-08 | Other | needs review |
| 2026-02-12 | NYSE Arca | 34-104832 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:March 11, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2026-16 | Other | parsed |
| 2026-02-11 | NYSE | 34-104816 | Notice of Filing of Proposed Rule Change Amending Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSEComments Due:21 days after date of publication in theFederal Register.See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-05 | Other | needs review |
| 2026-02-10 | NYSE | 34-104813 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price ListComments Due:March 6, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-07 | Fee Change | needs review |
| 2026-02-09 | NYSE | 34-104791 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change proposes to modify the definition of “Reverse Merger” set forth in Section 102.01F of the NYSE Listed Company ManualComments Due:March 5, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-04 | Other | needs review |
| 2026-02-09 | Nasdaq | 34-104785 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Schedule of Fees and Incentives to Bring It into Compliance with New Reg NMS Rule 610(d)Comments Due:March 5, 2026See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2026-007 | Other | parsed |
| 2026-02-09 | NYSE Arca | 34-104787; | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Eliminate a Pricing Incentive Relating to Options on NYSE Arca Equities-Listed Digital Asset Exchange Trading FundsComments Due:March 5, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2026-11 | Other | needs review |
| 2026-02-05 | NYSE American | 34-104770 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and Fee ScheduleComments Due:March 3, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2026-09 | Other | parsed |
| 2026-02-05 | NYSE Arca | 34-104769 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of FeesComments Due:March 3, 2026View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2026-10 | Other | parsed |
| 2026-02-05 | NYSE Arca | 34-104775 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:March 3, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2026-06 | Other | parsed |
| 2026-02-05 | NYSE | 34-104772 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:March 3, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-03 | Fee Change | parsed |
| 2026-01-30 | NYSE American | 34-104752 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Specialists, e-Specialists and NYSE American Options Market Makers and Floor BrokersComments Due:February 25, 2026View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2026-08 | Other | parsed |
| 2026-01-30 | NYSE Arca | 34-104751 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Lead Market Makers and NYSE Arca Market Makers and Floor BrokersComments Due:February 25, 2026View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEArca-2026-07 | Other | parsed |
| 2026-01-28 | NYSE | 34-104708 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01C of the NYSE Listed Company ManualView Received CommentsSubmit a Comment on SR-NYSE-2025-43 | Other | skipped |
| 2026-01-28 | NYSE | 34-104723 | Order Granting Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Adopt Generic Listing Standards for Commodity-Based Trust Shares (Rule 8.201 (Generic))View Received Comments | Other | skipped |
| 2026-01-28 | MIAX Pearl | 34-104711 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)Comments Due:February 23, 2026See Also -Exhibit 5Submit a Comment on SR-PEARL-2026-01 | Other | needs review |
| 2026-01-28 | CBOE BZX | 34-104734 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange to Add Class ETF Shares to the Category of Generically-Listed ETPs That Are Not Required to Pay an Entry Free and...Comments Due:February 23, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2026-008 | Other | needs review |
| 2026-01-28 | NYSE Arca | 34-104700 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Units of the Sprott Physical Copper TrustComments Due:February 23, 2026View Received CommentsSubmit a Comment on SR-NYSEARCA-2025-24 | Other | skipped |
| 2026-01-27 | NYSE American | 34-104696 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...Comments Due:February 20, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2026-05 | Other | parsed |
| 2026-01-23 | MIAX Pearl | 34-104667 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRAComments Due:February 17, 2026See Also -Exhibit 5Submit a Comment on SR-PEARL-2026-02 | Other | parsed |
| 2026-01-23 | NYSE American | 34-104676 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify the Market Maker Sliding Scale Qualification Tiers and Amend the Floor Broker Fixed Cost Prepayment Incentive ProgramComments Due:February 18, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2026-03 | Other | parsed |
| 2026-01-23 | NYSE Arca | 34-104672 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Adopt Additional Rebates for Certain Manual and QCC ExecutionsComments Due:February 18, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2026-03 | Other | needs review |
| 2026-01-20 | NYSE | 34-104636 | Notice of Filing of Proposed Rule Change to Streamline and Modernize Rule 76Comments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5 | Other | needs review |
| 2026-01-16 | Nasdaq | 34-104626 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule for Exchange-Traded Products to Add Class ETF Shares, Eliminate Prorated Refunds for Liquidations, and Make Modifications to the Designated Liquidity...Comments Due:February 12, 2026See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2026-003 | Other | needs review |
| 2026-01-14 | MIAX Pearl | 34-104606 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026Comments Due:February 10, 2026See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-52 | Other | needs review |
| 2026-01-14 | Nasdaq PSX | 34-104597 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 2, Customer Rebate Program, and at Options 7, Section 4, Multiply Listed Options FeesComments Due:February 10, 2026See Also -Exhibit 5Submit a Comment on SR-PHLX-2026-01 | Other | needs review |
| 2026-01-14 | Nasdaq PSX | 34-104611 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA FeesComments Due:February 10, 2026See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-80 | Other | parsed |
| 2026-01-14 | Nasdaq | 34-104610 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA FeesComments Due:February 10, 2026See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-112 | Other | parsed |
| 2026-01-14 | NYSE Arca | 34-104602 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:February 10, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2026-01 | Other | parsed |
| 2026-01-14 | NYSE | 34-104599 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price ListComments Due:February 10, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2026-01 | Fee Change | needs review |
| 2026-01-13 | MIAX Pearl | 34-104583 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt a New Market Quoting ProgramComments Due:February 6, 2026See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-53 | Other | parsed |
| 2026-01-13 | MIAX Pearl | 34-104591 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Non-Transaction FeesComments Due:February 6, 2026View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-PEARL-2025-51 | Other | parsed |
| 2026-01-13 | NYSE Arca | 34-104584 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and ChargesComments Due:February 6, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-91 | Other | parsed |
| 2026-01-12 | CBOE EDGX | 34-104576 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Market Data FeesComments Due:February 5, 2026See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2026-001 | Other | parsed |
| 2026-01-12 | Nasdaq PSX | 34-104577 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for Two Newly Established Feeds, the Trades Feed and the Spread FeedComments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-78 | Other | needs review |
| 2026-01-12 | NYSE American | 34-104580 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American LLC Equities Proprietary Market Data FeesComments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-77 | Other | needs review |
| 2026-01-12 | NYSE Arca | 34-104575 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc.Comments Due:February 5, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEArca-2025-89 | Other | needs review |
| 2026-01-12 | NYSE Arca | 34-104579 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data FeesComments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-90 | Other | needs review |
| 2026-01-12 | NYSE | 34-104578 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the New York Stock Exchange LLC Equities Proprietary Market Data FeesComments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-53 | Market Data | needs review |
| 2026-01-09 | NYSE | 34-104565 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price ListComments Due:February 4, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-52 | Fee Change | needs review |
| 2026-01-08 | CBOE BZX | 34-104560 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend its Fee Schedule by eliminating LEP Tier 1Comments Due:February 3, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2026-001 | Other | parsed |
| 2026-01-08 | NYSE American | 34-104557 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price ListComments Due:February 3, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-75 | Other | needs review |
| 2026-01-08 | NYSE Arca | 34-104556 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities FeesComments Due:February 3, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-88 | Other | needs review |
| 2026-01-08 | NYSE | 34-104558 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price ListComments Due:February 3, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-51 | Fee Change | needs review |
| 2026-01-06 | NYSE American | 34-104547 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc.Comments Due:January 30, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-76 | Other | parsed |
| 2026-01-06 | NYSE | 34-104548 | Notice of Withdrawal of a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 from the Requirement to Hold Annual Shareholder MeetingsView Received Comments | Other | skipped |
| 2026-01-05 | CBOE EDGX | 34-104538 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One FeesComments Due:January 26, 2029See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-087 | Other | needs review |
| 2026-01-05 | NYSE | 34-104543 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 5310Comments Due:January 29, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-50 | Other | needs review |
| 2026-01-02 | CBOE BZX | 34-104533 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One FeesComments Due:January 28, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-169 | Other | needs review |
| 2025-12-29 | Nasdaq PSX | 34-104515 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026Comments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-PHLX-2025-77 | Other | parsed |
| 2025-12-29 | Nasdaq | 34-104519 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026Comments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-108 | Other | needs review |
| 2025-12-29 | NYSE | 34-104514 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modify the Implementation Date of SR-NYSE-2025-30Comments Due:January 23, 2026Submit a Comment on SR-NYSE-2025-49 | Other | skipped |
| 2025-12-22 | NYSE | 34-104491 | Notice of Filing of Proposed Rule Change to Adopt New Rule 8.201 (Generic)View Received CommentsSee Also -Exhibit 5 | Other | needs review |
| 2025-12-22 | CBOE BZX | 34-104493 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.13 (Company Listing Fees)Comments Due:January 20, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-166 | Other | parsed |
| 2025-12-19 | Nasdaq PSX | 34-104471 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port FeesComments Due:January 20, 2026See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-75 | Other | needs review |
| 2025-12-19 | Nasdaq PSX | 34-104473 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9, B, Port FeesComments Due:January 20, 2026See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-76 | Other | needs review |
| 2025-12-19 | Nasdaq | 34-104469 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port FeesComments Due:January 20, 2026See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-107 | Other | needs review |
| 2025-12-18 | Nasdaq | 34-104450 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Certain Initial Listing RequirementsComments Due:January 13, 2026View Received CommentsSee Also -Amendment 1 Exhibit 4,Amendment 1 Exhibit 5Submit a Comment on SR-NASDAQ-2025-068 | Other | skipped |
| 2025-12-18 | NYSE | 34-104449 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price ListComments Due:January 13, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-44 | Fee Change | needs review |
| 2025-12-17 | NYSE | 34-104436 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections 902.03 and 907.00 of the NYSE Listed Company ManualComments Due:January 12, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-45 | Other | needs review |
| 2025-12-17 | CBOE EDGX | 34-104418 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026Comments Due:January 12, 2026See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-085 | Other | needs review |
| 2025-12-17 | CBOE BZX | 34-104434 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026Comments Due:January 12, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-168 | Other | needs review |
| 2025-12-17 | Nasdaq PSX | 34-104429 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Professional Subscriber Fees for Top of PHLX Options and PHLX Orders for InflationComments Due:January 12, 2026See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-68 | Other | needs review |
| 2025-12-16 | CBOE BZX | 34-104410 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options PlatformComments Due:January 9, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-158 | Other | parsed |
| 2025-12-15 | MIAX Pearl | 34-104398 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee TableComments Due:January 8, 2026See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-48 | Other | parsed |
| 2025-12-15 | CBOE EDGX | 34-104404 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)Comments Due:January 8, 2026See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-084 | Other | needs review |
| 2025-12-15 | CBOE BZX | 34-104403 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)Comments Due:January 8, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-157 | Other | needs review |
| 2025-12-15 | IEX | 34-104391 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule to Modify a Displayed Liquidity Adding Rebate TierComments Due:January 8, 2026See Also -Exhibit 5Submit a Comment on SR-IEX-2025-34 | Other | skipped |
| 2025-12-12 | NYSE | 34-104385 | Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company ManualView Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSE-2025-43 | Other | needs review |
| 2025-12-12 | Nasdaq PSX | 34-104387 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for the Trades and Spread FeedsComments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-PHLX-2025-67 | Other | needs review |
| 2025-12-12 | NYSE Arca | 34-104381 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:January 7, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-84 | Other | needs review |
| 2025-12-12 | NYSE | 34-104383 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price ListComments Due:January 7, 2026See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-41 | Fee Change | parsed |
| 2025-12-11 | CBOE EDGX | 34-104364 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical DataComments Due:January 6, 2026See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-082 | Other | needs review |
| 2025-12-11 | CBOE BZX | 34-104367 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical DataComments Due:January 6, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-151 | Other | needs review |
| 2025-12-11 | CBOE BZX | 34-104369 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its Complex Order Market Data FeedsComments Due:January 6, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-159 | Other | needs review |
| 2025-12-11 | NYSE American | 34-104361 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:January 6, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-70 | Other | parsed |
| 2025-12-11 | NYSE Arca | 34-104362 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:January 2, 2026See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-82 | Other | needs review |
| 2025-12-10 | CBOE BZX | 34-104357 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee ScheduleComments Due:January 5, 2026See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-155 | Other | needs review |
| 2025-12-10 | Nasdaq | 34-104355 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain CompaniesComments Due:January 5, 2026See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-099 | Other | needs review |
| 2025-12-08 | Nasdaq | 34-104344 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified By Amendment No. 1, to Amend Certain Initial Listing Requirements for de-SPAC TransactionsComments Due:January 2, 2026View Received CommentsSubmit a Comment on SR-NASDAQ-2025-066 | Other | skipped |
| 2025-12-08 | IEX | 34-104343 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule Concerning the Supplemental Market Quality ProgramComments Due:January 2, 2026See Also -Exhibit 5Submit a Comment on SR-IEX-2025-32 | Other | needs review |
| 2025-12-08 | IEX | 34-104342 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule pursuant to IEX Rules 15.110(a) and (c) to Delete Obsolete LanguageComments Due:January 2, 2026See Also -Exhibit 5Submit a Comment on SR-IEX-2025-33 | Other | needs review |
| 2025-12-05 | NYSE | 34-104323 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 SeriesComments Due:December 31, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-42 | Other | needs review |
| 2025-12-05 | NYSE Arca | 34-104333 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee ScheduleComments Due:December 31, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-83 | Other | needs review |
| 2025-12-05 | NYSE American | 34-104332 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Qualifying Criteria for Initiating Participant Credits for Single-Leg CUBE AuctionsComments Due:December 31, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-69 | Other | needs review |
| 2025-12-05 | Nasdaq | 34-104331 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Rule Equity 7, Section 118, To Add a New Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide...Comments Due:December 31, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-094 | Other | parsed |
| 2025-12-05 | Nasdaq | 34-104318 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid PrComments Due:December 31, 2025View Received CommentsSee Also -Exhibit 4 A-1,Exhibit 5 A-1Submit a Comment on SR-NASDAQ-2025-065 | Other | skipped |
| 2025-12-03 | CBOE BZX | 34-104298 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee ScheduleComments Due:December 29, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-148 | Other | parsed |
| 2025-12-02 | NYSE | 34-104286 | (WITHDRAWN on 1/5/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End...View Received Comments | Other | skipped |
| 2025-12-02 | NYSE American | 34-104295 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Exempt Floor Brokers from the Routing SurchargeComments Due:December 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-68 | Other | needs review |
| 2025-12-02 | Nasdaq | 34-104293 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee for Nasdaq WorkXComments Due:December 26, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-095 | Other | needs review |
| 2025-12-01 | CBOE BZX | 34-104278 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange Set Forth in BZX Rule 14.13Comments Due:December 26, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-146 | Other | needs review |
| 2025-11-25 | NYSE Arca | 34-104271 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee ScheduleComments Due:December 22, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-80 | Other | needs review |
| 2025-11-25 | NYSE American | 34-104258 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...Comments Due:December 22, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-65 | Other | parsed |
| 2025-11-24 | NYSE Arca | 34-104251 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5.2-E(j)(9) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund SharesComments Due:December 19, 2025View Received CommentsSubmit a Comment on SR-NYSEARCA-2025-39 | Other | skipped |
| 2025-11-24 | Nasdaq | 34-104252 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5703 to Permit the Generic Listing and Trading of Class Exchange-Traded Fund SharesComments Due:December 19, 2025View Received CommentsSubmit a Comment on SR-NASDAQ-2025-037 | Other | skipped |
| 2025-11-24 | CBOE BZX | 34-104247 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 14.11(n) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund SharesComments Due:December 19, 2025View Received Comments | Other | skipped |
| 2025-11-21 | NYSE | 34-104239 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price ListComments Due:December 17, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-39 | Fee Change | parsed |
| 2025-11-21 | NYSE Arca | 34-104237 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:December 17, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-75 | Other | needs review |
| 2025-11-19 | 24X | 34-104223 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fees and Rebates Applicable to Members of the ExchangeComments Due:December 15, 2025See Also -Exhibit 5Submit a Comment on SR-24X-2025-13 | Other | parsed |
| 2025-11-19 | Nasdaq BX | 34-104229 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115 to establish port and disaster recovery fees for CORE FIX Order entry ports, amend Rule Equity 7, Section 130 to waive the BX testing facility fee...Comments Due:December 15, 2025See Also -Exhibit 5Submit a Comment on SR-BX-2025-023 | Other | parsed |
| 2025-11-19 | Nasdaq PSX | 34-104231 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Equity 7, Section 3 (Nasdaq PSX Fees) to Establish Port and Disaster Recovery Fees for Newly Added CORE FIX Entry Ports and Remove the Temporary Fee Waiver Language...Comments Due:December 15, 2025See Also -Exhibit 5Submit a Comment on SR-PHLX-2025-54 | Other | parsed |
| 2025-11-19 | IEX | 34-104221 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning the Supplemental Market Quality ProgramComments Due:December 15, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-27 | Other | needs review |
| 2025-11-19 | MEMX | 34-104224 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction PricingComments Due:December 15, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-31 | Other | parsed |
| 2025-11-18 | NYSE | 34-104209 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.5Comments Due:December 12, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-38 | Other | needs review |
| 2025-11-18 | IEX | 34-104207 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Displayed Liquidity Adding Rebate TiersComments Due:December 12, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-26 | Other | parsed |
| 2025-11-18 | CBOE EDGX | 34-104211 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close ReportComments Due:21 days after date of publication in the Federal Register.See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-075 | Other | parsed |
| 2025-11-18 | MIAX Pearl | 34-104208 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee ScheduleComments Due:21 days after date of publication in theFederal Register.See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-46 | Other | parsed |
| 2025-11-17 | CBOE BZX | 34-104188 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee ScheduleComments Due:December 11, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-139 | Other | parsed |
| 2025-11-17 | CBOE EDGX | 34-104186 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee ScheduleComments Due:December 11, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-080 | Other | parsed |
| 2025-11-14 | NYSE | 34-104182 | (WITHDRAWN on 01/29/2026) Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend NYSE Rules 7.35A and 7.35C, NYSE American Rule 7.35E, NYSE Texas Rule 7.35, and NYSE Arca Rule 7.35-EComments Due:December 10, 2025.Rebuttal Comments Due:December 24, 2025.Submit a Comment on SR-NYSE-2025-28 | Other | skipped |
| 2025-09-30 | Nasdaq | 34-104149 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Nasdaq Pricing Schedule at Equity 7, Section 114Comments Due:October 23, 2025Submit a Comment on SR-NASDAQ-2025-079 | Other | skipped |
| 2025-09-29 | NYSE | 34-104121 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8Comments Due:October 22, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-36 | Co-location | needs review |
| 2025-09-29 | CBOE BZX | 34-104129 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options PlatformComments Due:October 22, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-134 | Other | parsed |
| 2025-09-26 | 24X | 34-104081 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Connectivity FeesComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-24X-2025-10 | Other | needs review |
| 2025-09-26 | 24X | 34-104082 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Monthly Fees for Proprietary Market Data FeedsComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-24X-2025-09 | Other | needs review |
| 2025-09-26 | Nasdaq PSX | 34-104092 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX PricingComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-51 | Other | needs review |
| 2025-09-25 | NYSE | 34-104042 | (WITHDRAWN on 01/29/2026) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Rules 7.35A and 7.35C, NYSE American Rule 7.35E, NYSE Texas Rule 7.35, and NYSE Arca Rule 7.35-EComments Due:December 10, 2025.Rebuttal Comments Due:December 24, 2025.Submit a Comment on SR-NYSE-2025-28 | Other | skipped |
| 2025-09-25 | NYSE | 34-104061 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee ScheduleComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-37 | Fee Change | needs review |
| 2025-09-25 | NYSE Arca | 34-104063 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee ScheduleComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-71 | Other | needs review |
| 2025-09-25 | NYSE American | 34-104062 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee ScheduleComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-60 | Other | needs review |
| 2025-09-25 | NYSE Texas | 34-104065 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee ScheduleComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-35 | Other | parsed |
| 2025-09-25 | Nasdaq | 34-104046 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC TransactionsComments Due:January 2, 2026View Received CommentsSubmit a Comment on SR-NASDAQ-2025-066 | Other | skipped |
| 2025-09-25 | Nasdaq PSX | 34-104049 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Data Feed Descriptions and FeesComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-53 | Other | needs review |
| 2025-09-25 | IEX | 34-104060 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Establish a Fee for Real-time Access to DEEP+Comments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-25 | Other | needs review |
| 2025-09-25 | CBOE BZX | 34-104072 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee ScheduleComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-128 | Other | parsed |
| 2025-09-25 | CBOE EDGX | 34-104048 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees ScheduleComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-076 | Other | needs review |
| 2025-09-25 | CBOE EDGA | 34-104059 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees ScheduleComments Due:October 21, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-029 | Other | needs review |
| 2025-09-24 | Nasdaq PSX | 34-104031 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Pricing for New FunctionalityComments Due:October 20, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-48 | Other | parsed |
| 2025-09-24 | MIAX Pearl | 34-104040 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:October 20, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-45 | Other | needs review |
| 2025-09-23 | NYSE Texas | 34-104027 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Introduce Transaction Fees, Credits and Performance-Based Financial Incentives for Lead Market MakersComments Due:October 17, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-34 | Other | parsed |
| 2025-09-17 | NYSE Arca | 34-103995 | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Adopt Generic Listing Standards for Commodity-Based Trust SharesView Received Comments | Other | skipped |
| 2025-09-17 | Nasdaq | 34-103993 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:October 14, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-070 | Other | needs review |
| 2025-09-17 | Nasdaq BX | 34-103992 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:October 14, 2025See Also -Exhibit 5Submit a Comment on SR-BX-2025-019 | Other | needs review |
| 2025-09-17 | Nasdaq PSX | 34-103994 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:October 14, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-43 | Other | needs review |
| 2025-09-16 | 24X | 34-103976 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish a Monthly Membership FeeComments Due:October 10, 2025See Also -Exhibit 5Submit a Comment on SR-24X-2025-03 | Other | needs review |
| 2025-09-16 | Nasdaq | 34-103984 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market CenterComments Due:October 10, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-074 | Other | needs review |
| 2025-09-16 | Nasdaq BX | 34-103985 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market CenterComments Due:October 10, 2025See Also -Exhibit 5Submit a Comment on SR-BX-2025-021 | Other | needs review |
| 2025-09-16 | Nasdaq PSX | 34-103983 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3304 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market CenterComments Due:October 10, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-47 | Other | needs review |
| 2025-09-15 | NYSE | 34-103971 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Price ListComments Due:October 9, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-35 | Fee Change | needs review |
| 2025-09-15 | NYSE Arca | 34-103970 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:October 9, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-68 | Other | parsed |
| 2025-09-15 | IEX | 34-103969 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction PricingComments Due:October 9, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-24 | Other | parsed |
| 2025-09-15 | MEMX | 34-103967 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction PricingComments Due:October 9, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-28 | Other | parsed |
| 2025-09-12 | CBOE BZX | 34-103957 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Additive Rebate Associated with Securities Priced below $1.00 in LMM Add Volume Tiers 2 – 4Comments Due:October 8, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-123 | Other | parsed |
| 2025-09-12 | CBOE EDGX | 34-103959 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt an Administrative Fee to Offset its Costs in Administering the Marketing Fee ProgramComments Due:October 8, 2025Submit a Comment on SR-CboeEDGX-2025-073 | Other | skipped |
| 2025-09-11 | IEX | 34-103947 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the IEX Fee Schedule Concerning Logical Order Entry PortsComments Due:October 7, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-22 | Other | parsed |
| 2025-09-10 | NYSE | 34-103931 | (WITHDRAWN on 1/5/2026) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act...View Received Comments | Other | skipped |
| 2025-09-10 | NYSE Arca | 34-103938 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:October 6, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-69 | Other | parsed |
| 2025-09-09 | NYSE | 34-103920 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 SeriesComments Due:October 3, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-33 | Other | needs review |
| 2025-09-09 | MIAX Pearl | 34-103919 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613 Usage of Data FeedsComments Due:October 3, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-43 | Other | needs review |
| 2025-09-05 | 24X | 34-103873 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Initial Fees and Rebates Applicable to Members of the ExchangeComments Due:October 1, 2025See Also -Exhibit 5Submit a Comment on SR-24X-2025-02 | Other | parsed |
| 2025-09-04 | Nasdaq | 34-103864 | Notice of Filing of Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC TransactionsComments Due:January 2, 2026View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-066 | Other | needs review |
| 2025-09-04 | CBOE BZX | 34-103867 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels ReportComments Due:September 30, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-122 | Other | parsed |
| 2025-09-04 | CBOE BYX | 34-103868 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Data ReportComments Due:September 30, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-026 | Other | parsed |
| 2025-09-04 | CBOE EDGX | 34-103866 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels ReportComments Due:September 30, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-071 | Other | parsed |
| 2025-09-04 | CBOE EDGA | 34-103863 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels ReportComments Due:September 30, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-026 | Other | parsed |
| 2025-09-03 | CBOE BZX | 34-103844 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels ReportComments Due:September 29, 2025Submit a Comment on SR-CboeBZX-2025-119 | Other | skipped |
| 2025-09-03 | CBOE EDGX | 34-103843 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels ReportComments Due:September 29, 2025Submit a Comment on SR-CboeEDGX-2025-069 | Other | skipped |
| 2025-09-03 | LTSE | 34-103836 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data FeesComments Due:September 29, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-20 | Other | needs review |
| 2025-09-03 | LTSE | 34-103835 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees for Cross-Connects at the Primary, Disaster Recovery, and Test Environment FacilitiesComments Due:September 29, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-19 | Other | needs review |
| 2025-09-02 | NYSE | 34-103825 | Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed ServicesComments Due:September 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-34 | Fee Change | needs review |
| 2025-09-02 | NYSE Arca | 34-103827 | Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed ServicesComments Due:September 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-63 | Other | needs review |
| 2025-09-02 | NYSE American | 34-103826 | Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed ServicesComments Due:21 days after publication in theFederal Register.See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-55 | Other | needs review |
| 2025-09-02 | NYSE National | 34-103828 | Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed ServicesComments Due:September 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-19 | Other | needs review |
| 2025-09-02 | NYSE Texas | 34-103829 | Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed ServicesComments Due:September 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-28 | Other | needs review |
| 2025-08-28 | NYSE | 34-103796 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:September 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-32 | Fee Change | needs review |
| 2025-08-28 | NYSE Arca | 34-103799 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:September 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-61 | Other | needs review |
| 2025-08-28 | NYSE American | 34-103802 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:September 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-53 | Other | needs review |
| 2025-08-28 | NYSE National | 34-103800 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:September 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-18 | Other | needs review |
| 2025-08-28 | NYSE Texas | 34-103801 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:September 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-25 | Other | needs review |
| 2025-08-28 | IEX | 34-103807 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Establish a Fee for Real-time Access to DEEP+Comments Due:September 24, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-21 | Other | needs review |
| 2025-08-27 | NYSE | 34-103783 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.31(d)(1)(A)Comments Due:September 23, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-31 | Other | needs review |
| 2025-08-27 | Nasdaq PSX | 34-103781 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Customer Cross Orders and Complex Customer Cross Orders as a Remote FBMS TransactionComments Due:September 23, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-39 | Other | parsed |
| 2025-08-22 | NYSE Texas | 34-103762 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.Comments Due:September 17, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-27 | Other | needs review |
| 2025-08-21 | NYSE Texas | 34-103757 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.Comments Due:September 16, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-26 | Other | needs review |
| 2025-08-21 | CBOE BZX | 34-103760 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close ReportComments Due:September 16, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-116 | Other | parsed |
| 2025-08-19 | NYSE | 34-103742 | (WITHDRAWN on 01/29/2026) Notice of Filing of Proposed Rule Change of Amendments to Rule 7.35A and Rule 7.35CComments Due:December 10, 2025.Rebuttal Comments Due:December 24, 2025.See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-28 | Other | needs review |
| 2025-08-14 | NYSE | 34-103704 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee for Limited Underwriting MembersComments Due:September 9, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-29 | Fee Change | parsed |
| 2025-08-14 | NYSE American | 34-103703 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee for Limited Underwriting MembersComments Due:September 9, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-48 | Other | needs review |
| 2025-08-13 | NYSE | 34-103693 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37Comments Due:September 8, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-30 | Other | needs review |
| 2025-08-13 | IEX | 34-103697 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction PricingComments Due:September 8, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-18 | Other | parsed |
| 2025-08-11 | CBOE BZX | 34-103672 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for BZX Historical Depth DataComments Due:September 4, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-102 | Other | parsed |
| 2025-08-11 | CBOE EDGX | 34-103670 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying the First Prong of Criteria of Add Volume Tier 8 and Decreasing the Rebate Associated with Add Volume Tier 8Comments Due:September 4, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-064 | Other | parsed |
| 2025-08-08 | CBOE BYX | 34-103666 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on BYX Historical Depth DataComments Due:September 3, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-024 | Other | parsed |
| 2025-08-08 | CBOE EDGX | 34-103665 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for EDGX Historical Depth DataComments Due:September 3, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-063 | Other | parsed |
| 2025-08-08 | CBOE EDGA | 34-103664 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for EDGA Historical Depth DataComments Due:September 3, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-024 | Other | parsed |
| 2025-08-07 | CBOE BZX | 34-103661 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options PlatformComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-107 | Other | parsed |
| 2025-08-07 | CBOE BZX | 34-103657 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for U.S. Equity Short Volume and Trade ReportsComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-101 | Other | parsed |
| 2025-08-07 | CBOE BZX | 34-103652 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of BZX Options Historical Depth DataComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-097 | Other | parsed |
| 2025-08-07 | CBOE BYX | 34-103660 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Historical U.S. Equity Short Volume and Trade ReportsComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-023 | Other | parsed |
| 2025-08-07 | CBOE EDGX | 34-103653 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of EDGX Options Historical Depth DataComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-060 | Other | parsed |
| 2025-08-06 | CBOE BZX | 34-103650 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Rate Associated with the Cross Asset TierComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-108 | Other | parsed |
| 2025-08-06 | CBOE EDGX | 34-103647 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports DirectlyComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-059 | Other | parsed |
| 2025-08-06 | CBOE EDGA | 34-103648 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports DirectlyComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-022 | Other | parsed |
| 2025-08-06 | MIAX Pearl | 34-103645 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Rebates for Executions of Orders in Securities Priced at or Above $1.00 Per Share that Add Displayed LiquidityComments Due:September 2, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-38 | Other | parsed |
| 2025-08-05 | CBOE BZX | 34-103640 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports DirectlyComments Due:August 29, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-095 | Other | parsed |
| 2025-08-05 | CBOE BYX | 34-103639 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports DirectlyComments Due:August 29, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-022 | Other | parsed |
| 2025-08-05 | MEMX | 34-103633 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Options Transaction PricingComments Due:August 29, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-24 | Other | needs review |
| 2025-08-04 | CBOE EDGX | 34-103627 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Historical U.S. Equity Short Volume and Trade Reports August 4, 2025.Comments Due:August 28, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-062 | Other | parsed |
| 2025-08-04 | CBOE EDGA | 34-103628 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Historical U.S. Equity Short Volume and Trade ReportsComments Due:August 28, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-023 | Other | parsed |
| 2025-08-01 | NYSE American | 34-103623 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...Comments Due:August 27, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-46 | Other | parsed |
| 2025-08-01 | Nasdaq | 34-103619 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026Comments Due:August 27, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-054 | Other | needs review |
| 2025-08-01 | Nasdaq PSX | 34-103620 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026Comments Due:August 27, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-Phlx-2025-30 | Other | needs review |
| 2025-07-31 | NYSE | 34-103605 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data FeedsComments Due:August 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-26 | Market Data | needs review |
| 2025-07-31 | NYSE Arca | 34-103607 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange’s Source of Data FeedsComments Due:August 26, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-53 | Other | needs review |
| 2025-07-31 | NYSE American | 34-103606 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange’s Source of Data FeedsComments Due:August 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-43 | Other | needs review |
| 2025-07-31 | NYSE National | 34-103608 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data FeedsComments Due:August 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-16 | Other | needs review |
| 2025-07-31 | NYSE Texas | 34-103609 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data FeedsComments Due:August 26, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-22 | Other | needs review |
| 2025-07-31 | CBOE EDGA | 34-103603 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:August 26, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-021 | Other | parsed |
| 2025-07-30 | Nasdaq PSX | 34-103593 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9, B, Port FeesComments Due:August 25, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-32 | Other | needs review |
| 2025-07-30 | CBOE BZX | 34-103590 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:August 25, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-100 | Other | parsed |
| 2025-07-30 | CBOE BZX | 34-103588 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:August 25, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-093 | Other | parsed |
| 2025-07-30 | CBOE BYX | 34-103589 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:August 25, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-021 | Other | parsed |
| 2025-07-30 | CBOE EDGX | 34-103591 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:August 25, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-061 | Other | parsed |
| 2025-07-30 | CBOE EDGX | 34-103585 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:August 25, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-057 | Other | parsed |
| 2025-07-29 | NYSE Arca | 34-103571 | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Amend Certain Bitcoin and Ether-Based Commodity-Based Trust Shares to Permit In-Kind Creations and RedemptionsView Received CommentsSubmit a Comment on SR-NASDAQ-2025-008 | Other | skipped |
| 2025-07-29 | Nasdaq | 34-103576 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Port FeesComments Due:August 22, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-055 | Other | needs review |
| 2025-07-28 | Nasdaq BX | 34-103559 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026Comments Due:August 21, 2025See Also -Exhibit 5Submit a Comment on SR-BX-2025-012 | Other | needs review |
| 2025-07-25 | NYSE | 34-103549 | (WITHDRAWN on 1/5/2026) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company ManualView Received Comments | Other | skipped |
| 2025-07-25 | NYSE | 34-103548 | Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee ScheduleComments Due:August 20, 2025View Received CommentsSubmit a Comment on SR-NYSE-2025-12 | Fee Change | skipped |
| 2025-07-22 | NYSE Arca | 34-103531 | Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Bitwise 10 Crypto Index ETF under Amended NYSE Arca Rule 8.500-E...Comments Due:August 22, 2025View Received CommentsSee Also -Letter from Assistant Secretary Sherry R. Haywood to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 22, 2025Submit a Comment on SR-NYSEArca-2024-98 | Other | skipped |
| 2025-07-22 | LTSE | 34-103517 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Fee Schedule to Adopt a Liquidity Incentive ProgramComments Due:August 15, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-16 | Other | needs review |
| 2025-07-21 | NYSE Arca | 34-103506 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Lower the Options Regulatory Fee (ORF)Comments Due:August 14, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-52 | Other | needs review |
| 2025-07-21 | NYSE American | 34-103507 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Lower the Options Regulatory Fee (ORF)Comments Due:August 14, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-42 | Other | parsed |
| 2025-07-21 | CBOE BZX | 34-103510 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:August 14, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-092 | Other | parsed |
| 2025-07-21 | CBOE BYX | 34-103511 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:August 14, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-020 | Other | parsed |
| 2025-07-18 | CBOE BZX | 34-103500 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Add Volume TiersComments Due:August 13, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-091 | Other | parsed |
| 2025-07-18 | CBOE EDGX | 34-103501 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Add Volume TiersComments Due:August 13, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-056 | Other | parsed |
| 2025-07-17 | IEX | 34-103489 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Non-Substantive Change to Amend and Conform a Definition in the Exchange’s Fee ScheduleComments Due:August 12, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-16 | Other | needs review |
| 2025-07-17 | CBOE BZX | 34-103481 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify the Application of Its Certification Logical Port FeesComments Due:August 12, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-089 | Other | parsed |
| 2025-07-17 | MIAX Pearl | 34-103484 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close ReportComments Due:August 12, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-35 | Other | needs review |
| 2025-07-16 | NYSE American | 34-103478 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Restructure the Presentation of the Manual Billable Rebate Program and Delete Obsolete PricingComments Due:August 11, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-41 | Other | needs review |
| 2025-07-16 | LTSE | 34-103475 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data FeesComments Due:August 11, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-15 | Other | needs review |
| 2025-07-15 | NYSE | 34-103463 | (WITHDRAWN on 8/25/2025) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Connectivity Fee Schedule to Add Hardware Procurement and Managed Services | Fee Change | skipped |
| 2025-07-15 | CBOE EDGX | 34-103464 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:August 8, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-052 | Other | parsed |
| 2025-07-15 | LTSE | 34-103465 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees for Cross-Connects at the Primary, Disaster Recovery, and Test Environment FacilitiesComments Due:August 8, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-14 | Other | needs review |
| 2025-07-15 | CBOE EDGA | 34-103467 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:August 8, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-019 | Other | parsed |
| 2025-07-14 | NYSE Texas | 34-103454 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc. to Harmonize the Manner in Which the Exchange Charges for Ports that Provide Connectivity to the ExchangeComments Due:August 7, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-20 | Other | needs review |
| 2025-07-14 | MIAX Pearl | 34-103447 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data FeedsComments Due:August 7, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-31 | Other | parsed |
| 2025-07-11 | MEMX | 34-103439 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction PricingComments Due:August 6, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-21 | Other | parsed |
| 2025-07-09 | NYSE | 34-103409 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:August 4, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-24 | Market Data | parsed |
| 2025-07-09 | NYSE Arca | 34-103418 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:August 4, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-48 | Other | needs review |
| 2025-07-09 | NYSE Arca | 34-103412 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:August 4, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-47 | Other | parsed |
| 2025-07-09 | NYSE American | 34-103417 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:August 4, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-38 | Other | needs review |
| 2025-07-09 | NYSE American | 34-103410 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:August 4, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-37 | Other | parsed |
| 2025-07-09 | NYSE National | 34-103413 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:August 4, 2025See Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-14 | Other | parsed |
| 2025-07-09 | NYSE National | 34-103415 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:August 4, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-15 | Other | skipped |
| 2025-07-09 | NYSE Texas | 34-103414 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:August 4, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-18 | Other | parsed |
| 2025-07-09 | NYSE Texas | 34-103419 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:August 4, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-19 | Other | parsed |
| 2025-07-09 | Nasdaq BX | 34-103421 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:August 4, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-BX-2025-010 | Other | needs review |
| 2025-07-09 | Nasdaq PSX | 34-103420 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:August 4, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-PHLX-2025-24 | Other | needs review |
| 2025-07-08 | Nasdaq PSX | 34-103401 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Port Fee Pricing in Options 7, Section 9, BComments Due:August 1, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-27 | Other | needs review |
| 2025-07-08 | IEX | 34-103400 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:August 1, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-IEX-2025-14 | Other | needs review |
| 2025-07-08 | MIAX Pearl | 34-103403 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for...Comments Due:August 1, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-PEARL-2025-30 | Other | needs review |
| 2025-07-08 | MIAX Pearl | 34-103402 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for...Comments Due:August 1, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-PEARL-2025-29 | Other | needs review |
| 2025-07-07 | Nasdaq | 34-103392 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:July 31, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-050 | Other | needs review |
| 2025-07-07 | Nasdaq PSX | 34-103395 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)Comments Due:July 21, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-26 | Other | needs review |
| 2025-07-03 | NYSE | 34-103387 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:July 30, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSE-2025-25 | Fee Change | needs review |
| 2025-07-03 | Nasdaq | 34-103386 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:July 30, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-049 | Other | needs review |
| 2025-07-03 | CBOE BZX | 34-103383 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:July 30, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-082 | Other | needs review |
| 2025-07-03 | CBOE BYX | 34-103381 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:July 30, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-016 | Other | needs review |
| 2025-07-03 | CBOE EDGX | 34-103385 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:July 30, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-049 | Other | needs review |
| 2025-07-03 | CBOE EDGA | 34-103382 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025 ThrComments Due:July 30, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-017 | Other | needs review |
| 2025-07-03 | LTSE | 34-103378 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:July 30, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-LTSE-2025-11 | Other | needs review |
| 2025-07-02 | NYSE Arca | 34-103371 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Restructure the Presentation of the Manual Billable Rebate ProgramComments Due:July 29, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-46 | Other | parsed |
| 2025-07-02 | MEMX | 34-103374 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...Comments Due:July 29, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-MEMX-2025-20 | Other | needs review |
| 2025-07-01 | NYSE Arca | 34-103364 | Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Grayscale Digital Large Cap Fund LLC under Amended NYSE Arca Rule 8.50View Received CommentsSee Also -Letter from Deputy Secretary J. Matthew DeLesDernier to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 1, 2025 | Other | skipped |
| 2025-07-01 | Nasdaq | 34-103361 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Transaction Credit at Equity 7, Section 118(a)Comments Due:July 28, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-046 | Other | needs review |
| 2025-06-30 | NYSE | 34-103356 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18 to Effectuate Amendments to Second Restatement of the CTA Plan and the Restated CQ PlanComments Due:July 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-21 | Other | needs review |
| 2025-06-30 | NYSE | 34-103354 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price ListComments Due:July 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-23 | Fee Change | needs review |
| 2025-06-27 | Nasdaq | 34-103339 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Nasdaq Options Market LLC (“NOM”) Rules at Options 7, Section 2, Nasdaq Options Market - Fees and RebatesComments Due:July 23, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-045 | Other | needs review |
| 2025-06-26 | NYSE | 34-103333 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental...Comments Due:July 22, 2025See Also -Exhibit 5A,Exhibit 5BSubmit a Comment on SR-NYSE-2025-22 | Other | skipped |
| 2025-06-24 | CBOE BYX | 34-103304 | Notice of Filing of Amendments No. 1 and No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Match Trade...Comments Due:July 18, 2025View Received CommentsSubmit a Comment on SR-CboeBYX-2025-008 | Other | skipped |
| 2025-06-23 | LTSE | 34-103298 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the LTSE Fee ScheduleComments Due:July 17, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-10 | Other | needs review |
| 2025-06-16 | Nasdaq PSX | 34-103268 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 5.AComments Due:July 11, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-22 | Other | needs review |
| 2025-06-12 | NYSE | 34-103244 | (WITHDRAWN on 1/5/2026) Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company ManualView Received CommentsSee Also -Exhibit 5 | Other | needs review |
| 2025-06-11 | NYSE | 34-103224 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Virtual Control Circuit Service in the Connectivity Fee ScheduleComments Due:August 20, 2025View Received CommentsSubmit a Comment on SR-NYSE-2025-12 | Fee Change | skipped |
| 2025-06-11 | IEX | 34-103233 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for a Displayed Liquidity Adding Rebate Tier for Executions Priced At or Above $1.00 Per ShareComments Due:July 8, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-08 | Other | parsed |
| 2025-06-11 | CBOE BZX | 34-103231 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options PlatformComments Due:July 8, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-075 | Other | parsed |
| 2025-06-11 | MIAX Pearl | 34-103234 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Reduce Certain Rebates Provided Under the NBBO Setter Plus Program and the Requirements for Qualifying for the NBBO Setter Additive...Comments Due:July 8, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-28 | Other | needs review |
| 2025-06-10 | MEMX | 34-103220 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction PricingComments Due:July 7, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-16 | Other | parsed |
| 2025-06-09 | MEMX | 34-103209 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Sunset Provision Related to the Options Regulatory Fee (ORF)Comments Due:July 7, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-13 | Other | needs review |
| 2025-06-06 | NYSE Texas | 34-103203 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Adopt Listing and Annual FeesComments Due:July 3, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-16 | Other | parsed |
| 2025-06-04 | NYSE American | 34-103193 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Increase the Amount of Certain CUBE Auction CreditsComments Due:July 1, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-29 | Other | needs review |
| 2025-06-04 | CBOE BZX | 34-103191 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13Comments Due:July 1, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-074 | Other | needs review |
| 2025-05-30 | NYSE | 34-103160 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the content of the NYSE Pillar Depth Market Data ProductComments Due:June 26, 2025Submit a Comment on SR-NYSE-2025-18 | Market Data | skipped |
| 2025-05-29 | MIAX Pearl | 34-103150 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Amend the Fees for PortsComments Due:June 25, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-24 | Other | parsed |
| 2025-05-28 | NYSE Arca | 34-103142 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:June 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-37 | Other | parsed |
| 2025-05-28 | NYSE Texas | 34-103135 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas to Adopt Fees Applicable to Orders Executed in AuctionsComments Due:June 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-13 | Other | parsed |
| 2025-05-27 | NYSE | 34-103129 | (WITHDRAWN on 8/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee ScheduleSee Also -Exhibit 5 | Fee Change | needs review |
| 2025-05-27 | NYSE Arca | 34-103126 | Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:June 23, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-35 | Other | needs review |
| 2025-05-27 | NYSE American | 34-103125 | (WITHDRAWN on 8/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee ScheduleSee Also -Exhibit 5 | Other | needs review |
| 2025-05-27 | NYSE National | 34-103127 | (WITHDRAWN on 08/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee ScheduleSee Also -Exhibit 5 | Other | needs review |
| 2025-05-27 | NYSE Texas | 34-103128 | (WITHDRAWN on 08/25/2025) Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee ScheduleSee Also -Exhibit 5 | Other | needs review |
| 2025-05-27 | IEX | 34-103131 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX’s Fee Schedule to Establish a Supplemental Market Quality ProgramComments Due:June 23, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-07 | Other | needs review |
| 2025-05-21 | CBOE BZX | 34-103100 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:June 18, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-066 | Other | parsed |
| 2025-05-21 | CBOE BZX | 34-103098 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Components of Certain Add Volume Tiers, Step-Up Tiers, and Single MPID Investor TiersComments Due:June 18, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-068 | Other | parsed |
| 2025-05-21 | CBOE BYX | 34-103099 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:June 18, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-012 | Other | parsed |
| 2025-05-20 | LTSE | 34-103076 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data FeesComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-08 | Other | needs review |
| 2025-05-20 | NYSE | 34-103088 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Sections 802.02 and 802.03 of the NYSE Listed Company Manual to Provide that the Exchange Will Not Review...Comments Due:June 17, 2025View Received CommentsSubmit a Comment on SR-NYSE-2024-44 | Fee Change | skipped |
| 2025-05-20 | NYSE National | 34-103087 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and RebatesComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-11 | Other | needs review |
| 2025-05-20 | Nasdaq | 34-103085 | Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Functionality to Initiate a Trading Halt for Exchange-Traded Products on Launch DayComments Due:June 17, 2025View Received CommentsSubmit a Comment on SR-NASDAQ-2025-011 | Other | skipped |
| 2025-05-20 | CBOE BZX | 34-103082 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-067 | Other | parsed |
| 2025-05-20 | CBOE BZX | 34-103075 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-064 | Other | parsed |
| 2025-05-20 | CBOE BYX | 34-103073 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-010 | Other | parsed |
| 2025-05-20 | CBOE EDGX | 34-103083 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-040 | Other | parsed |
| 2025-05-20 | CBOE EDGX | 34-103078 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-037 | Other | parsed |
| 2025-05-20 | CBOE EDGA | 34-103077 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-011 | Other | parsed |
| 2025-05-20 | MIAX Pearl | 34-103092 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data FeedsComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-22 | Other | parsed |
| 2025-05-20 | LTSE | 34-103074 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity FeesComments Due:June 17, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-07 | Other | needs review |
| 2025-05-16 | CBOE BZX | 34-103055 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close DataComments Due:June 12, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-063 | Other | needs review |
| 2025-05-16 | NYSE Texas | 34-103052 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Integrated Feed Market Data ProductComments Due:June 12, 2025Submit a Comment on SR-NYSETEX-2025-09 | Other | skipped |
| 2025-05-16 | CBOE EDGX | 34-103060 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:June 12, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-041 | Other | parsed |
| 2025-05-16 | CBOE EDGX | 34-103056 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close DataComments Due:June 12, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-036 | Other | needs review |
| 2025-05-16 | CBOE EDGA | 34-103059 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:June 12, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-013 | Other | parsed |
| 2025-05-14 | MIAX Pearl | 34-103043 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee ScheduleComments Due:June 10, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-19 | Other | parsed |
| 2025-05-13 | CBOE EDGX | 34-103029 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Shares Component Applicable to Add/Remove Volume Tiers 1 – 3Comments Due:June 9, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-034 | Other | parsed |
| 2025-05-12 | MEMX | 34-103026 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction PricingComments Due:June 6, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-10 | Other | parsed |
| 2025-05-12 | MIAX Pearl | 34-103025 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt Fees for the U.S. Equity Short Volume & Trade ReportComments Due:June 6, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-20 | Other | parsed |
| 2025-05-09 | Nasdaq | 34-103016 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Provide for Two New Credits For Members That Add More Than a Threshold Amount of Liquidity As Well as Act as Designated Liquidity Providers...Comments Due:June 5, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-036 | Other | needs review |
| 2025-05-09 | MIAX Pearl | 34-103012 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt Fees to Access the Testing Systems EnvironmentComments Due:June 5, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-21 | Other | needs review |
| 2025-05-08 | Nasdaq | 34-103005 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decrease the Options Regulatory Fee (ORF) and Discontinue the ORF Model Scheduled to be Implemented in June 2025Comments Due:June 4, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-035 | Other | parsed |
| 2025-05-08 | Nasdaq BX | 34-103006 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Options Regulatory Fee (ORF) on a Temporary Basis and Discontinue the ORF Model Scheduled to be Implemented in June 2025Comments Due:June 4, 2025See Also -Exhibit 5Submit a Comment on SR-BX-2025-009 | Other | parsed |
| 2025-05-02 | NYSE | 34-102979 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Stockholder Requirements Set Forth Therein Will Be Calculated on a Worldwide Basis When...View Received Comments | Other | skipped |
| 2025-05-02 | NYSE American | 34-102985 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...Comments Due:May 29, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-27 | Other | parsed |
| 2025-05-02 | Nasdaq PSX | 34-102978 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025Comments Due:May 29, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-21 | Other | parsed |
| 2025-05-02 | CBOE EDGX | 34-102970 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades ReportsComments Due:May 29, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-032 | Other | parsed |
| 2025-05-01 | IEX | 34-102964 | (WITHDRAWN on 5/16/25) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX’s Fee Schedule to Establish a Supplemental Market Quality ProgramComments Due:May 28, 2025See Also -Exhibit 5Submit a Comment on SR-IEX-2025-06 | Other | needs review |
| 2025-05-01 | CBOE BZX | 34-102968 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades ReportsComments Due:May 28, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-060 | Other | parsed |
| 2025-05-01 | CBOE BYX | 34-102967 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades ReportsComments Due:May 28, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-009 | Other | parsed |
| 2025-05-01 | CBOE EDGA | 34-102965 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades ReportsComments Due:May 28, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-010 | Other | parsed |
| 2025-04-30 | NYSE | 34-102960 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 1400 and 1401Comments Due:May 27, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-16 | Other | needs review |
| 2025-04-29 | NYSE | 34-102952 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:May 27, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-13 | Market Data | parsed |
| 2025-04-29 | NYSE Arca | 34-102954 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:May 27, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-30 | Other | parsed |
| 2025-04-29 | NYSE American | 34-102953 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:May 27, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-22 | Other | parsed |
| 2025-04-29 | NYSE National | 34-102950 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:May 27, 2025See Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-08 | Other | parsed |
| 2025-04-29 | NYSE Texas | 34-102951 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data FeedsComments Due:May 27, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-04 | Other | skipped |
| 2025-04-24 | MIAX Pearl | 34-102927 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613 Usage of Data Feeds to Reflect a Name ChangeComments Due:May 21, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-18 | Other | needs review |
| 2025-04-22 | NYSE | 34-102904 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37 and 17Comments Due:May 19, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-15 | Other | needs review |
| 2025-04-22 | NYSE | 34-102898 | Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee ScheduleComments Due:August 20, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSE-2025-12 | Fee Change | parsed |
| 2025-04-22 | NYSE Arca | 34-102899 | Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee ScheduleComments Due:August 20, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-29 | Other | parsed |
| 2025-04-22 | NYSE American | 34-102897 | Notice of Filing of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the Connectivity Fee ScheduleComments Due:August 20, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-21 | Other | parsed |
| 2025-04-22 | NYSE National | 34-102900 | Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee ScheduleComments Due:August 20, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-07 | Other | parsed |
| 2025-04-22 | NYSE Texas | 34-102902 | Notice of Filing of a Proposed Rule Change to Amend the Virtual Control Circuit Service in the Connectivity Fee ScheduleComments Due:August 20, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-03 | Other | parsed |
| 2025-04-18 | NYSE American | 34-102890 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program for..Comments Due:May 15, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-26 | Other | parsed |
| 2025-04-17 | NYSE | 34-102877 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of New Section 108.00 in the NYSE Listed Company ManualComments Due:May 14, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-14 | Other | needs review |
| 2025-04-17 | NYSE American | 34-102884 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Regarding Certain Fees and Rebates Applicable to Volume Executed in the CUBE AuctionsComments Due:May 14, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-25 | Other | parsed |
| 2025-04-17 | MIAX Pearl | 34-102878 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Pearl Options Rule 208, MIAX Pearl Billing System, and MIAX Pearl Equities Rule 3002, Collection of Exchange Fees and Other Claims and Billing PolicyComments Due:May 14, 2025See Also -Exhibit 5Submit a Comment on SR-PEARL-2025-13 | Other | needs review |
| 2025-04-11 | Nasdaq PSX | 34-102844 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Equity 7, Section 3, to Eliminate the Market Data Revenue Rebate ProgramComments Due:May 8, 2025See Also -Exhibit 5Submit a Comment on SR-Phlx-2025-19 | Other | needs review |
| 2025-04-11 | CBOE EDGA | 34-102842 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Introducing an NBBO Setter Program Under Proposed New Fee Code SS and Introducing a Definitions Section to the Fee ScheduleComments Due:May 8, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-009 | Other | needs review |
| 2025-04-10 | NYSE Arca | 34-102813 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:May 7, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-27 | Other | needs review |
| 2025-04-10 | Nasdaq | 34-102807 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Obsolete Provisions from Annual Listing Fees and Failure to Meet Listing StandardsComments Due:May 7, 2025See Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-031 | Other | parsed |
| 2025-04-09 | CBOE BZX | 34-102796 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options PlatformComments Due:May 6, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-052 | Other | parsed |
| 2025-04-09 | NYSE American | 34-102799 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Exchange Rule 915 To Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale...Comments Due:May 6, 2025View Received CommentsSubmit a Comment on SR-NYSEAMER-2024-45 | Other | skipped |
| 2025-04-08 | MEMX | 34-102789 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Equities Fee Schedule Concerning Additive RebatesComments Due:May 5, 2025See Also -Exhibit 5Submit a Comment on SR-MEMX-2025-09 | Other | parsed |
| 2025-04-07 | NYSE American | 34-102780 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Transaction Fees and Credits in the NYSE American Equities Price ListComments Due:May 2, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-18 | Other | needs review |
| 2025-04-04 | CBOE EDGX | 34-102771 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Introduce Clarifying Language for the Retail Equities Membership ProgramComments Due:May 1, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-027 | Other | needs review |
| 2025-04-03 | NYSE | 34-102765 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price ListComments Due:April 30, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-10 | Fee Change | needs review |
| 2025-04-02 | NYSE | 34-102759 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.03 of the NYSE Listed Company Manual to Specify that During its First Five Years of Listing a Class of Common Equity on the Exchange an Issuer Will Only Be Subject..Comments Due:April 29, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-11 | Fee Change | needs review |
| 2025-04-02 | NYSE Texas | 34-102761 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.Comments Due:April 29, 2025See Also -Exhibit 5Submit a Comment on SR-NYSETEX-2025-01 | Other | needs review |
| 2025-04-01 | NYSE | 34-102753 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .03 to Rule 7.19Comments Due:April 28, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-07 | Other | needs review |
| 2025-03-31 | NYSE | 34-102744 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:April 25, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-08 | Fee Change | parsed |
| 2025-03-31 | NYSE Arca | 34-102748 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:April 25, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-26 | Other | parsed |
| 2025-03-31 | NYSE American | 34-102745 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:April 25, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-17 | Other | parsed |
| 2025-03-31 | NYSE National | 34-102750 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:April 25, 2025See Also -Exhibit 5Submit a Comment on SR-NYSENAT-2025-06 | Other | parsed |
| 2025-03-27 | LTSE | 34-102735 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data FeesComments Due:April 23, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-05 | Other | needs review |
| 2025-03-26 | LTSE | 34-102732 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity FeesComments Due:April 22, 2025See Also -Exhibit 5Submit a Comment on SR-LTSE-2025-04 | Other | needs review |
| 2025-03-25 | CBOE BZX | 34-102726 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:April 21, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-043 | Other | parsed |
| 2025-03-25 | CBOE EDGX | 34-102729 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Logical Port FeesComments Due:April 21, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-025 | Other | parsed |
| 2025-03-25 | CBOE EDGX | 34-102728 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:April 21, 2025Submit a Comment on SR-CboeEDGX-2025-023 | Other | parsed |
| 2025-03-21 | CBOE BZX | 34-102715 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:April 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-042 | Other | parsed |
| 2025-03-21 | CBOE BYX | 34-102714 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:April 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-006 | Other | parsed |
| 2025-03-21 | CBOE EDGX | 34-102706 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:April 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-022 | Other | parsed |
| 2025-03-21 | CBOE EDGA | 34-102709 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:April 17, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-007 | Other | parsed |
| 2025-03-20 | CBOE EDGX | 34-102703 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Add/Remove Volume TiersComments Due:April 16, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-020 | Other | parsed |
| 2025-03-20 | CBOE EDGX | 34-102702 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:April 16, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGX-2025-021 | Other | parsed |
| 2025-03-20 | CBOE EDGA | 34-102701 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:April 16, 2025See Also -Exhibit 5Submit a Comment on SR-CboeEDGA-2025-006 | Other | parsed |
| 2025-03-19 | Nasdaq | 34-102698 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (i) introduce a new fee credit under Equity 7, Section 118(a)(1) (Fees for Execution and Routing of Orders) and amend the fee schedule; (ii) introduce new fees and credits under EquitComments Due:April 15, 2025View Received CommentsSee Also -Exhibit 5Submit a Comment on SR-NASDAQ-2025-028 | Other | parsed |
| 2025-03-19 | CBOE BZX | 34-102696 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:April 15, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBZX-2025-041 | Other | parsed |
| 2025-03-19 | CBOE BYX | 34-102697 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:April 15, 2025See Also -Exhibit 5Submit a Comment on SR-CboeBYX-2025-005 | Other | parsed |
| 2025-03-13 | MIAX Pearl | 34-102672 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data FeedsComments Due:April 9, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2025-09 | Other | parsed |
| 2025-03-12 | NYSE | 34-102616 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule and NYSE Propriety Market Data FeesComments Due:April 8, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSE-2025-03 | Market Data | needs review |
| 2025-03-12 | NYSE Arca | 34-102613 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:April 8, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEARCA-2025-17 | Other | needs review |
| 2025-03-12 | NYSE American | 34-102618 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee ScheduleComments Due:April 8, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEAMER-2025-09 | Other | needs review |
| 2025-03-12 | NYSE National | 34-102619 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:April 8, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSENAT-2025-02 | Other | needs review |
| 2025-03-12 | Nasdaq | 34-102622 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Certain Initial Listing Liquidity RequirementsComments Due:April 8, 2025View Received CommentsSubmit a Comment on SR-NASDAQ-2024-084 | Other | skipped |
| 2025-03-12 | Nasdaq | 34-102620 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Sections 121 and 160Comments Due:April 8, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NASDAQ-2025-024 | Other | needs review |
| 2025-03-12 | MIAX Pearl | 34-102636 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems EnvironmentComments Due:April 8, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-PEARL-2025-07 | Other | needs review |
| 2025-03-11 | NYSE | 34-102603 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.31 and 7.37Comments Due:April 7, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-NYSE-2025-06 | Other | needs review |
| 2025-03-11 | LTSE | 34-102571 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee ScheduleComments Due:April 7, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-LTSE-2025-03 | Other | needs review |
| 2025-03-11 | NYSE Arca | 34-102574 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Port FeesComments Due:April 7, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEARCA-2025-20 | Other | parsed |
| 2025-03-11 | NYSE Arca | 34-102568 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Increase Lead Market Maker Manual Transaction Fees and Remove Obsolete Text Related to the Options Regulatory FeeComments Due:April 7, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEARCA-2025-23 | Other | needs review |
| 2025-03-11 | NYSE American | 34-102579 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Floor Broker Fixed Cost Prepayment Incentive ProgramComments Due:April 7, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEAMER-2025-16 | Other | needs review |
| 2025-03-11 | NYSE National | 34-102576 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Port FeesComments Due:April 7, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSENAT-2025-03 | Other | needs review |
| 2025-03-11 | Nasdaq PSX | 34-102599 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 4 to Amend Qualified Contingent Cross Rebates and the Floor Transaction Floor Broker Incentive ProgramComments Due:April 7, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-PHLX-2025-13 | Other | needs review |
| 2025-03-11 | CBOE EDGX | 34-102607 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Changing the Criteria for Remove Volume Tier 2 and Retail Volume Tier 1Comments Due:April 7, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-CboeEDGX-2025-019 | Other | parsed |
| 2025-03-11 | MEMX | 34-102586 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Options Fee Schedule Concerning Certain Transaction RebatesComments Due:April 7, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-MEMX-2025-06 | Other | needs review |
| 2025-03-10 | NYSE | 34-102560 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company...Comments Due:June 17, 2025View Received CommentsSubmit a Comment on SR-NYSE-2024-44 | Other | skipped |
| 2025-03-10 | NYSE | 34-102553 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Port FeesComments Due:April 4, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSE-2025-05 | Fee Change | parsed |
| 2025-03-10 | NYSE | 34-102546 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for Directed Orders Routed by the Exchange to an AlgorithmComments Due:April 4, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSE-2025-04 | Fee Change | parsed |
| 2025-03-10 | NYSE Arca | 34-102551 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Port FeesComments Due:April 4, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEARCA-2025-21 | Other | needs review |
| 2025-03-10 | NYSE American | 34-102558 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Increase Specialist and e-Specialist Manual Transaction Fees and Remove Obsolete Text Related to the Options Regulatory Fee and...Comments Due:April 4, 2025See Also -Exhibit 5,Rule19b-4 InformationSubmit a Comment on SR-NYSEAMER-2025-15 | Other | parsed |
| 2025-03-10 | NYSE American | 34-102554 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Port FeesComments Due:21 days after publication in theFederal Register.See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEAMER-2025-12 | Other | needs review |
| 2025-03-10 | NYSE American | 34-102550 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Port FeesComments Due:April 4, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEAMER-2025-13 | Other | parsed |
| 2025-03-05 | NYSE | 34-102530 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 102.01 of the NYSE Listed Company Manual to Provide...View Received Comments | Other | skipped |
| 2025-02-28 | CBOE BZX | 34-102508 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:March 27, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-030 | Other | parsed |
| 2025-02-28 | CBOE EDGX | 34-102510 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:March 27, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGX-2025-012 | Other | parsed |
| 2025-02-27 | LTSE | 34-102498 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data FeesComments Due:March 26, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-LTSE-2025-02 | Other | needs review |
| 2025-02-27 | NYSE American | 34-102496 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Delete Obsolete Text Related to Fees Implemented in Connection with the Migration to the Pillar PlatformComments Due:April 26, 2025See Also -Exhibit 5,Rule19b-4 InformationSubmit a Comment on SR-NYSEAMER-2025-08 | Other | parsed |
| 2025-02-26 | MIAX Pearl | 34-102493 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data FeedsComments Due:March 25, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2025-06 | Other | parsed |
| 2025-02-24 | Nasdaq | 34-102474 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Provision Regarding Payments of Appeal FeesComments Due:March 21, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NASDAQ-2025-015 | Other | needs review |
| 2025-02-24 | CBOE BZX | 34-102477 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External DistributorsComments Due:March 21, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-027 | Other | parsed |
| 2025-02-24 | CBOE BZX | 34-102476 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Entry Fee for Exchange-Traded Products (“ETPs”) to $10,000 per ETPComments Due:March 21, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-026 | Other | needs review |
| 2025-02-24 | CBOE BYX | 34-102478 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External DistributorsComments Due:March 21, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBYX-2025-002 | Other | parsed |
| 2025-02-24 | CBOE EDGX | 34-102480 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External DistributorsComments Due:March 21, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGX-2025-009 | Other | parsed |
| 2025-02-24 | CBOE EDGA | 34-102479 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External DistributorsComments Due:March 21, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGA-2025-003 | Other | parsed |
| 2025-02-21 | NYSE Arca | 34-102471 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee ScheduleComments Due:March 20, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEARCA-2025-14 | Other | needs review |
| 2025-02-20 | CBOE BZX | 34-102460 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for Cboe Timestamping Service ReportsComments Due:March 19, 0205See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-028 | Other | needs review |
| 2025-02-20 | CBOE BZX | 34-102457 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying Footnote 14 to Include Fee Code AN and Make Continuous Book Executions That Occur in the Opening and Closing Auctions Free for Lead Market MakersComments Due:March 19, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-024 | Other | parsed |
| 2025-02-20 | CBOE BZX | 34-102459 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:March 19, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-CboeBZX-2025-029 | Other | parsed |
| 2025-02-20 | CBOE BYX | 34-102458 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:March 19, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBYX-2025-003 | Other | parsed |
| 2025-02-20 | CBOE EDGX | 34-102467 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:March 19, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGX-2025-011 | Other | parsed |
| 2025-02-20 | CBOE EDGX | 34-102464 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for Cboe Timestamping Service ReportsComments Due:March 19, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-CboeEDGX-2025-010 | Other | needs review |
| 2025-02-20 | CBOE EDGA | 34-102466 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical PortsComments Due:March 19, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGA-2025-004 | Other | parsed |
| 2025-02-19 | MIAX Pearl | 34-102448 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee ScheduleComments Due:March 18, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2025-05 | Other | parsed |
| 2025-02-14 | MEMX | 34-102427 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt a Tape A Quoting TierComments Due:March 14, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-MEMX-2025-03 | Other | parsed |
| 2025-02-13 | CBOE EDGA | 34-102417 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying the Rates to Add and Remove Liquidity Associated with Securities Priced Below $1.00Comments Due:March 13, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGA-2025-002 | Other | parsed |
| 2025-02-12 | Nasdaq | 34-102409 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM’s Pricing Schedule at Options 7, Section 2(1) Regarding NOM Market Maker and Non-NOM Market Maker Incentives For Removing Liquidity in Penny SymbolsComments Due:March 12, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NASDAQ-2025-014 | Other | parsed |
| 2025-02-12 | Nasdaq PSX | 34-102405 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Pricing in Options 7, Section 3 Regarding Fees and Rebates in SPY and Option 7, Section 4 Regarding Multiply Listed Options FeesComments Due:March 12, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-Phlx-2025-09 | Other | needs review |
| 2025-02-11 | NYSE Arca | 34-102400 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Lengthen Current Extended Trading SessionsComments Due:March 11, 2025View Received CommentsSubmit a Comment on SR-NYSEARCA-2024-89 | Other | skipped |
| 2025-02-10 | CBOE BZX | 34-102384 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Unitized Logical Ports, a New Connectivity Offering for its Equity Options Platform and Adopt New Average Daily Quote and Average Daily Order FeesComments Due:March 7, 2025View Received CommentsSee Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-CboeBZX-2025-016 | Other | parsed |
| 2025-02-06 | Nasdaq | 34-102371 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-NASDAQ-2024-078Comments Due:March 5, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NASDAQ-2025-009 | Other | parsed |
| 2025-02-06 | Nasdaq PSX | 34-102368 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-Phlx-2024-66Comments Due:March 5, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-Phlx-2025-06 | Other | parsed |
| 2025-02-05 | Nasdaq BX | 34-102359 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 2(4) Regarding Rebates for the Execution of Contracts that Generate an Order Exposure AlertComments Due:March 4, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-BX-2025-007 | Other | needs review |
| 2025-02-05 | IEX | 34-102357 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees and RebatesComments Due:March 4, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-IEX-2025-03 | Other | parsed |
| 2025-02-04 | Nasdaq BX | 34-102343 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-BX-2024-054Comments Due:March 3, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-BX-2025-005 | Other | parsed |
| 2025-02-03 | NYSE | 34-102324 | Notice of Withdrawal of a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder MeetingsView Received Comments | Other | skipped |
| 2025-02-03 | LTSE | 34-102322 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Establish Section C and Adopt Connectivity Fees for Cross-Connects at the Primary, Disaster Recovery and Test Environment FacilitiesComments Due:February 28, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-LTSE-2025-01 | Other | needs review |
| 2025-02-03 | NYSE Arca | 34-102329 | Notice of Withdrawal of a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024Comments Due:by February 19, 2025.Rebuttal commentsshould be submitted by March 5, 2025.View Received CommentsSubmit a Comment on SR-NYSEARCA-2024-90 | Other | skipped |
| 2025-02-03 | NYSE American | 34-102328 | Notice of Withdrawal of a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024Comments Due:by February 20, 2025.Rebuttal commentsshould be submitted by March 6, 2025.Submit a Comment on SR-NYSEAMER-2024-63 | Other | skipped |
| 2025-02-03 | CBOE BZX | 34-102325 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:February 28, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-009 | Other | parsed |
| 2025-02-03 | CBOE BYX | 34-102326 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:February 28, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment | Other | parsed |
| 2025-02-03 | CBOE EDGX | 34-102330 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:February 28, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGX-2025-006 | Other | parsed |
| 2025-02-03 | CBOE EDGA | 34-102331 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated CoresComments Due:February 28, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-CboeEDGA-2025-001 | Other | parsed |
| 2025-01-30 | NYSE Arca | 34-102310 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust ShaComments Due:March 11, 2025View Received CommentsSee Also -Letter from Deputy Secretary J. Matthew DeLesDernier to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated January 31, 2025Submit a Comment on SR-NYSEARCA-2024-104 | Other | skipped |
| 2025-01-28 | NYSE Arca | 34-102294 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Application of the Per User Access Fee for Certain Market Data ProductsComments Due:February 24, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEARCA-2025-04 | Other | needs review |
| 2025-01-28 | Nasdaq PSX | 34-102296 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a FIX Drop Port and Related FeesComments Due:February 24, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-Phlx-2025-04 | Other | parsed |
| 2025-01-28 | IEX | 34-102295 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Definitions of “Real-Time” and “Delayed” in Relation to its Proprietary Market Data Feeds so That the Interval That Differentiates Delayed IEX Data from Real-Time IEX DatComments Due:February 24, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-IEX-2025-01 | Other | needs review |
| 2025-01-27 | MIAX Pearl | 34-102288 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems EnvironmentComments Due:February 21, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2025-02 | Other | needs review |
| 2025-01-27 | NYSE | 34-102286 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Application of the Per User Access Fee for Certain Market Data ProductsComments Due:February 21, 2025See Also -Exhibit 5Submit a Comment on SR-NYSE-2025-02 | Market Data | needs review |
| 2025-01-27 | NYSE American | 34-102285 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Application of the Per User Access Fee for Certain Market Data ProductsComments Due:February 21, 2025See Also -Exhibit 5Submit a Comment on SR-NYSEAMER-2025-05 | Other | needs review |
| 2025-01-24 | NYSE American | 34-102277 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024Comments Due:by February 20, 2025.Rebuttal commentsshould be submitted by March 6, 2025.Submit a Comment on SR-NYSEAMER-2024-63 | Other | skipped |
| 2025-01-24 | CBOE BZX | 34-102282 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Removing Non-Displayed Add Volume Tier 5Comments Due:February 20, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-007 | Other | parsed |
| 2025-01-23 | NYSE Arca | 34-102274 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024Comments Due:by February 19, 2025.Rebuttal commentsshould be submitted by March 5, 2025.View Received CommentsSubmit a Comment on SR-NYSEARCA-2024-90 | Other | skipped |
| 2025-01-22 | Nasdaq | 34-102255 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location ServicesComments Due:February 18, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NASDAQ-2025-003 | Other | needs review |
| 2025-01-22 | Nasdaq BX | 34-102253 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location ServicesComments Due:February 18, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-BX-2025-003 | Other | needs review |
| 2025-01-22 | Nasdaq PSX | 34-102256 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location ServicesComments Due:February 18, 2025View Received CommentsSee Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-Phlx-2025-02 | Other | parsed |
| 2025-01-21 | CBOE BZX | 34-102250 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Increasing the Transaction Fees Associated with Certain Opening and Closing Auction Fee CodesComments Due:February 18, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeBZX-2025-002 | Other | parsed |
| 2025-01-17 | NYSE Arca | 34-102242 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee ScheduleComments Due:February 13, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEARCA-2025-03 | Other | parsed |
| 2025-01-17 | NYSE American | 34-102241 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee ScheduleComments Due:February 13, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEAMER-2025-04 | Other | parsed |
| 2025-01-16 | NYSE | 34-102215 | Notice of Withdrawal of Proposed Rule Change to Amend the Connectivity Fee ScheduleComments Due:January 24, 2025 | Fee Change | skipped |
| 2025-01-16 | Nasdaq | 34-102213 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025Comments Due:February 13, 2025View Received CommentsSee Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-NASDAQ-2025-002 | Other | parsed |
| 2025-01-16 | Nasdaq BX | 34-102208 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025Comments Due:February 13, 2025View Received CommentsSee Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-BX-2025-001 | Other | parsed |
| 2025-01-16 | Nasdaq PSX | 34-102212 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025Comments Due:February 13, 2025View Received CommentsSee Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-PHLX-2025-01 | Other | parsed |
| 2025-01-15 | NYSE | 34-102201 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) to Restrict theComments Due:February 12, 2025View Received CommentsSee Also -Exhibit 4,Exhibit 5 | Fee Change | needs review |
| 2025-01-14 | NYSE | 34-102183 | Notice of Withdrawal of a Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE | Other | skipped |
| 2025-01-14 | Nasdaq | 34-102193 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend its fee schedule to (1) increase the Exchange's Membership Fee at Equity 7, Section 10, and (2) increase its Regulatory, Registration and Processing Fees at Equity 7, Section 30Comments Due:February 11, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-NASDAQ-2025-001 | Other | parsed |
| 2025-01-14 | Nasdaq BX | 34-102194 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Exchange’s Membership Fee at Equity 7, Section 10Comments Due:February 11, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-BX-2025-002 | Other | parsed |
| 2025-01-14 | CBOE EDGX | 34-102188 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee ScheduleComments Due:February 11, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-CboeEDGX-2024-089 | Other | parsed |
| 2025-01-13 | NYSE | 34-102169 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing StaComments Due:June 17, 2025View Received CommentsSubmit a Comment on SR-NYSE-2024-44 | Other | skipped |
| 2025-01-10 | LTSE | 34-102144 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee ScheduleComments Due:February 6, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-LTSE-2024-13 | Other | needs review |
| 2025-01-10 | MIAX Pearl | 34-102155 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the ConsolidateComments Due:February 6, 2025See Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-PEARL-2024-65 | Other | needs review |
| 2025-01-10 | MIAX Pearl | 34-102154 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the ConsolidateComments Due:February 6, 2025View Received CommentsSee Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2024-64 | Other | needs review |
| 2025-01-10 | IEX | 34-102145 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning Transaction Pricing for Certain Sub-Dollar OrdersComments Due:February 6, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-IEX-2024-31 | Other | needs review |
| 2025-01-07 | NYSE | 34-102133 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Equities Price ListComments Due:February 4, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSE-2024-87 | Fee Change | parsed |
| 2025-01-06 | Nasdaq | 34-102124 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Best of Nasdaq Options, Nasdaq ITCH to Trade Options, and Hardware-Based Delivery of NOM Depth Data Fees Based on the Rate of InflationComments Due:February 3, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NASDAQ-2024-086 | Other | needs review |
| 2025-01-06 | Nasdaq BX | 34-102121 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BX Top and BX Depth Fees Based on the Rate of InflationComments Due:February 3, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-BX-2024-058 | Other | needs review |
| 2025-01-06 | Nasdaq PSX | 34-102125 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Non-Display Enterprise License and PHLX Depth Data Fees Based on the Rate of InflationComments Due:February 3, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-Phlx-2024-73 | Other | needs review |
| 2025-01-03 | LTSE | 34-102097 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data FeesComments Due:January 31, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-LTSE-2024-12 | Other | needs review |
| 2025-01-03 | MIAX Pearl | 34-102106 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive, Clarifying Changes to the MIAX Pearl Options Fee ScheduleComments Due:January 31, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2024-63 | Other | needs review |
| 2025-01-03 | MIAX Pearl | 34-102098 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data FeedsComments Due:January 31, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2024-62 | Other | parsed |
| 2025-01-03 | MEMX | 34-102107 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Equities Transaction Fee Schedule Concerning Liquidity Provision Tier 2Comments Due:January 31, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-MEMX-2024-48 | Other | parsed |
| 2025-01-03 | NYSE | 34-102111 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025Comments Due:January 31, 2025View Received CommentsSee Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSE-2024-86 | Fee Change | needs review |
| 2025-01-03 | NYSE Arca | 34-102112 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025Comments Due:January 31, 2025View Received CommentsSee Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-NYSEARCA-2024-115 | Other | needs review |
| 2025-01-03 | NYSE Arca | 34-102105 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and ChargesComments Due:January 31, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEARCA-2024-116 | Other | needs review |
| 2025-01-03 | NYSE American | 34-102109 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025Comments Due:January 31, 2025View Received CommentsSee Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEAMER-2024-81 | Other | needs review |
| 2025-01-03 | NYSE American | 34-102108 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Regarding Volume Thresholds and Fees Charged Under the Market Maker Sliding ScaleComments Due:January 31, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-NYSEAMER-2024-82 | Other | parsed |
| 2025-01-03 | NYSE National | 34-102110 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025Comments Due:January 31, 2025View Received CommentsSee Also -Exhibit 5,Rule 19b-4 InformationSubmit a Comment on SR-NYSENAT-2024-34 | Other | needs review |
| 2025-01-03 | Nasdaq | 34-102103 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in NOM Options 7, Section 3Comments Due:January 31, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-NASDAQ-2024-087 | Other | needs review |
| 2025-01-03 | Nasdaq BX | 34-102087 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange’s Port Fees in BX Options 7, Section 3Comments Due:January 31, 2025See Also -Rule19b-4 Information,Exhibit 5Submit a Comment on SR-BX-2024-059 | Other | needs review |
| 2025-01-03 | Nasdaq PSX | 34-102104 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 9Comments Due:January 31, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-Phlx-2024-74 | Other | needs review |
| 2025-01-02 | MIAX Pearl | 34-102095 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Discount Program for the Open-Close ReportComments Due:January 25, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-PEARL-2024-59 | Other | needs review |
| 2025-01-02 | IEX | 34-102086 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Transaction Pricing Schedule For Securities Priced Below $1.00Comments Due:January 29, 2025See Also -Rule 19b-4 Information,Exhibit 5Submit a Comment on SR-IEX-2024-30 | Other | parsed |